Alexa Concepcion
Omni Agent Solutions
Vice President, Securities Services |
Areas of Expertise
Developing Others, Developing Others and Course Summary
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Alexa manages all securities/equity related services, dealing with companies, professionals, stock transfer agents, the DTCC, Broadridge, and all other bank, brokerages, and nominees. Prior to joining Omni in 2019, Alexa worked in the financial services industry for over 15 years, including 5 years at a transfer agency, 10 years at various large broker-dealers, and 7 years at the Depository Trust and Clearing Corporation performing the exchange of securities on behalf of buyers and sellers.
She focused on processing and handling all types of corporate actions from inception to completion. At the DTCC, she worked on complex chapter 11 transactions for significant cases such as Lehman Brothers, Commonwealth of Puerto Rico, David’s Bridal, iheartRadio, Oi Sa Bankruptcy and others. Alexa brings industry knowledge and expertise in dealing with broker-dealers, banks, asset managers, service providers, clearing firms and provides best practices affecting corporate actions.
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